Job Details

Exchange Street is continuing to work with one of the pre-eminent names in the wealth management arena, a firm that have been at the forefront of the move to a fee based approach utilising ethical, highly qualified financial planners. As part of their on-going ambition to be the advisory practice of choice for high net worth individuals in the UK, they now require a Risk and Compliance professional to join their Bracknell based team.

The firm in question is extremely profitable, has an established fee charging structure, continues to attract assets under management at a high rate and has a very low client attrition rate.

The main purpose of the role is to work with the business to deliver appropriate governance, risk management and control. You will provide training and guidance to business areas on Operational Risk and ensure risk events are identified, reported and managed.

Applicants will have excellent knowledge of FSA rules, experience within a risk management role within an asset or wealth management practice and strong knowledge of FSA regulations and ICAAP.
To be considered applicants must have their Investment Management Certificate or CFA qualification as a minimum (no application can proceed without this) and preferably hold a finance or numerical degree.

For further information regarding this vacancy or a confidential discussion about the other high profile roles in the region, please contact Leanne Fairhurst on 0161 973 6900 or e-mail us at recruit@exchange-street.co.uk.